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Chart to Check
The medical chart tells a story. If you create the right setting and build
to a proper climax (and your coders know their job), you’ll be paid for
the work you do.


By tracie Christian, bs, cpc, ccs-p    Published November/December 2004
It’s been a long day but you have finally completed your last chart. For each patient you’ve seen and treated, you’ve documented the presenting problem, obtained the patient’s history, performed a physical examination, and recorded your diagnosis and course of treatment. You have done your job well and you expect to receive payment for the services you’ve provided.
     But exactly how does that chart lead to the arrival (or absence) of a reimbursement check in your mailbox? This is an important question because your documentation:
     • Reflects the quality of care you provided to the patient
     • Can reduce risk and liability
     • Can assist in maximizing your reimbursement
     In today’s medical environment, care is not considered to have taken place (and payment will not be forthcoming) until the paperwork is done. So the life story of a chart is a good one to know.
     The first stop for the chart and accompanying forms is the hands of a medical coder.
     Typically, charts are coded either on-site by coders at the practice or facility, or off-site by a contracted coder. If it is on-site, the coder collects all of the documents relevant to the patient encounter, including the physician’s documentation, which can be recorded in various forms (i.e. template, dictation, handwritten notes, etc.). Whatever the form, the
physician’s documentation provides a progressive picture of what happened to the patient during the encounter. The record also typically will include the patient’s demographics (i.e. name, address, social security number, insurance information, etc.), the physician’s orders, triage and nursing progress notes, and an admissions/transfer/discharge order.
     In the off-site model, records are copied, batched, and shipped to the contracted coder (or coding operation). Usually a batch reflects a date of service, and each batch should contain information for all patients seen within a 24-hour period.
     When the coder receives the records (whether on-site or off-site), he examines them to make sure all the necessary documents are present. The two main sets of codes to be assigned will be:
     ICD-9—(International Classification of Disease), which describes the patient’s presenting injury or illness.
     CPT—(Current Procedural Terminology), which represents any services the physician provided, including evaluation and management (E/M) services, surgical procedures, diagnostics, etc.
     In some instances, physicians may elect to assign their own codes rather than outsource to professional coders. These physicians must be aware of the intricate documentation requirements that have to be fulfilled in order to assure proper code assignment. An understanding of proper coding guidelines is essential to avoid ‘over-coding’ or ‘under-coding.’ Over-coding can lead to questions of fraud and abuse or inappropriate reimbursement, while under-coding may result in missed reimbursement opportunities.

Evaluation and Management
How do physicians and coders know what guidelines to follow relevant to the evaluation and management services as represented by CPT? In an office visit or a hospital day charge, the codes delineate the physician’s evaluation of the problem and the subsequent management she provided. CPT separates E/M codes by ‘site of service,’ which can range from the doctor’s office to the ED to the hospital.
     For example, the CPT E/M codes 99281-99285 apply strictly to services provided in the emergency department, and reflect ranges in complexity. Code 99281 would typically be assigned for presentations reflective of low complexity; 99283 typically reflects moderate complexity; and 99285 would be assigned for presentations with high complexity. As the complexity of the case increases, so does the level of documentation required to appropriately support the code assignment.

Checks and balances
How can you be assured that your coders aren’t over-coding or under-coding when it comes to E/M assignment? CPT imposes a triangle of ‘checks and balances’ to help ensure appropriate coding of these services. The three key elements of an E/M service include:
     • History  
     • Examination
     • Medical Decision Making (MDM)
     The documentation requirements for history, examination, and MDM must all be fulfilled in order to assign the proper E/M code. Even if the record contains pages and pages of history obtained and examination performed, when the MDM is minimal, the chart will not fulfill the requirements for a higher level E/M. The key is to balance these elements so the history, examination, and MDM match the severity of the complaint. These key elements determine the appropriate E/M code assignment.
     As coders review the patient records, information in addition to ICD-9 and CPT code assignment is interpreted for consideration. Coders therefore should to be familiar with medical terminology, procedural terminology, anatomy and physiology, pharmacology, pathophysiology, etc. Generally, good coders have participated in educational curricula that include these clinical subjects and they have some records management or insurance claims processing experience. Nurses or others with clinical backgrounds often make good coders.

Documenting medical procedures
Complete documentation is particularly important with regard to medical procedures. For example, in the emergency setting, we tend to see a number of minor surgical procedures, i.e. wound repairs, incision and drainage of abscesses, foreign body removals, burn care, splint applications, etc. CPT codes for wound repair vary relative to the size of the wound, location on the body, complexity of the repair, etc. Therefore, a detailed medical record is required to make the proper code assignment.
     A documentation template can assist with prompts, but complete procedural notes are highly recommended because such a note can assist in reflecting the standard methodology and proper execution of the procedure (i.e. in the instance of a wound repair, the anesthetic administered, irrigation performed, explored for foreign bodies, materials used in the repair, etc.).
     Without adequate documentation, you could find yourself defending your course of treatment before a jury with inadequate ammunition. Or, in a less dramatic situation, you could find that the services you’re providing do not lead to the reimbursement to which you might be entitled.

On to billing
Once the ICD-9 and CPT codes have been assigned, the records usually are forwarded to a billing department or billing company. The records then typically progress through insurance verification, data entry, charge posting, and electronic claims filing (to the insurance carriers).
     Payers are known to routinely review claims and the documentation within. If they find that the code assignment is appropriate (based on their own coverage limitations, network provider allowances, medical necessity, etc.), the claim is approved for payment and they will send you a check.
     If payment is not approved, you will receive a notice of denial, which may be tied to inaccurate coding. Two very common reasons for denial are:
     • Insufficient support of a CPT code by an ICD-9 code
     • The use of outdated ICD-9 and/or CPT codes.
     It is a coder’s goal to appropriately reflect the medical necessity for a CPT (services) code through the assignment of an appropriate ICD-9 (descriptor) code. For example, a wound repair (CPT) procedure code would need to be supported by a wound descriptor (ICD-9) code; or an EKG (CPT) code would need to be supported by a cardiac (ICD-9 code). You are likely to experience denials if the services you are submitting for reimbursement are not supported by correlating descriptor codes.
     I strongly suggest that coders keep resource materials published for the current year rather than using references that are several years old. Because ICD-9 and CPT codes are constantly being created, revised, and deleted, you are likely to experience numerous denials if you are using 2001 ICD-9 and CPT books for 2004 claims.
     There are ICD-9 (descriptor) codes for every illness, injury, or presenting problem one could imagine, plus CPT (services) codes for any type of evaluation and management service, all diagnostic services and surgical procedures performed by medical professionals. Awareness of changes and updates plus the pursuit of continuing education are the responsibilities of a good coder.
     Remember, coding is a moving target. It’s in your best interest to ensure that your coder:

     • Has received proper training and perhaps even certification from a nationally recognized, professional coding organization. Two of the most widely known such organizations are the American Health Information Management Association (AHIMA), which offers the CCS (Certified Coding Specialist), and the American Academy of Professional Coders (AAPC), offering the CPC (Certified Procedural Coder) and the CP-H (Certified Procedural Coder—Hospital Based).
     • Participates in continuing education.
     • Participates in professional chart reviews for quality assurance.
     While documentation requirements can be frustrating, providing complete patient documentation to your coder will serve you well in your medical career. The story of your success as a physician is bound up in the story of the charts you create—you want both to have a happy ending.   g

Tracie M. Christian, BS, CPC, CCS-P, is the vice president of coding, technical and training services for
ProCode, Inc., a Dallas, Texas affiliate of The Schumacher Group, a national emergency medicine
management firm based in Lafayette, Louisiana. She can be reached at
tracie_christian@procode-inc.com.

The comments in Remarks are solely those of the author and may or may not be shared by UO or its advertisers.




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