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The Right Way to Say Goodbye
Discharging a patient is never easy and could lead to charges
of abandonment, but keeping certain problem patients is also
a liability.Know the law surrounding patient dismissal and the
steps to take to safeguard your practice.

By cindi myers    Published January/February 2005

Patients who refuse to pay their bills.. Patients who are rude and even abusive to staff... Patients who refuse to follow treatment protocols... Patients who lie... Patients who try to manipulate the physician into prescribing medications the physician feels are inappropriate.
     Every physician who has been around for any length of time has his own top 10 list of problem patients. If there were a way to purge the practice of these headache-makers, life would be a lot easier for everyone.
     Of course, there is a way to handle particularly troublesome patients. Fire them. It’s a drastic measure some physicians are reluctant to take, but handled correctly, firing patients from the practice benefits not only the doctor and other medical staff, but other patients and even the problem patient himself.
     “The professional relationship is based upon mutual trust,” says Lee Spangler, JD, the assistant general counsel for the Texas Medical Association. “If for some reason there’s an obstacle to that trust, then that’s when the physician should begin to think about this issue,” he says.
     Any number of things can cause a breakdown of trust between doctor and patient. Whether it’s a personality conflict, bizarre behavior on the part of the patient, or a simple failure to communicate, the end result is that the patient isn’t getting the care he or she deserves and the doctor is dealing with frustration he or she doesn’t need. It’s time for patient and physician to part company.
     Rather than issue a Trump-like “You’re fired,” physicians can sever the physician/patient relationship in various ways. A physician who is unable to develop a good rapport with a patient for whatever reason might solve the problem by suggesting the patient see a colleague, either within the practice or in another group.
     This solution only works, of course, if the patient agrees that seeking help elsewhere is a good idea.
     Some doctors handle problem patients by trying to influence the patient to leave the practice of her own accord. “For the most part, you can as a physician manage to alienate a patient enough in the course of a visit to get them to make the choice to leave,” says Kathryn Stewart, MD, MPH, the medical director for care management at Mt. Sinai Hospital in Chicago and a family physician for more than 20 years.
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     Sometimes the physician can persuade the patient to seek help for their problem elsewhere. “Occasionally, patients will want narcotics for chronic use,” says Albert E. Sanders, MD, a San Antonio, Texas, orthopaedic surgeon and the immediate past chair of the board of councilors of the Texas Medical Association. “The way I’ve handled that is to tell them I don’t feel competent to prescribe narcotics in that situation and we need to get them to someone who does pain management.”

Patients who fire doctors
Discharging a patient isn’t always necessary; sometimes patients stop coming in to the office altogether, for whatever reason. “I’ve had a number of people that just disappear from my practice,” says Sanders. “You know, it’s easy to fire your doc. All you have to do is not come back. It’s more difficult for the physician to fire the patient.”
     If this were any other consumer/provider relationship, either party could sever the relationship at will. A consumer can decide to take her business elsewhere, and the service provider has the right to refuse service for almost any reason, without advance notice.
     But the law recognizes that the relationship between doctor and patient is a special case. While the patient can, indeed, decide not to see the doctor again for any reason and without advance notice, physicians have a fiduciary—or trust—responsibility toward the patient. Physicians are expected to act only in the best interest of their patients. Suddenly refusing to see a patient again, even one with whom the physician has had serious problems in the past, can be seen as patient abandonment and could lead to legal liability.
     Because of this legal liability, physicians need to be careful in interpreting a patient’s actions. “Just because a patient might act against medical advice or leave a hospital against medical advice, that does not necessarily mean the patient is terminating the physician/patient relationship,” Spangler says. “It may just mean that the patient is rejecting that particular bit of medical advice. Termination of the patient/physician relationship means that the patient has communicated to the physician that they don’t want to participate anymore in the relationship.”
     Likewise, when a problem patient ceases making appointments, physicians may feel relief and think the relationship is over. At this point, however, the patient has the option of returning to the practice at any time. Spangler suggests that if the physician is unsure of the patient’s intent, he should send a letter confirming that the patient has, indeed, terminated the relationship.

When to fire a patient
If a problem patient doesn’t leave of his own accord and various attempts to solve the problem don’t work, the physician may have little choice but to discharge him. “If you have an abusive patient and the behavior is not part of the underlying disease, I don’t think I would give them any more than two chances,” says Geoffrey Anders, JD, the president of The Health Care Group, Inc., a practice management company and law firm in Plymouth Meeting, Pennsylvania. “If they’ve abused the staff and you don’t do something about that, then potentially you’re open to legal action by one of the staff people.”
     Also, noncompliant patients or those who are repeatedly unwilling to follow a prescribed treatment plan put themselves at risk and increase the doctor’s risk of a malpractice claim. Such patients also require a disproportionate amount of physician and staff time, taking away from time that is available for other patients.
     While conceivably it’s possible to fire a patient for almost any reason, including something as basic as the fact that the doctor finds the patient’s personality unpleasant and doesn’t want to work with him anymore, the law does outline several exceptions. A physician may not fire a patient on the basis of gender, sexual orientation, race, religion, or disability.
     Courts have, however, ruled in favor of the physician in instances where providing treatment to a patient ran counter to the physician’s own religion. For instance, a Roman Catholic physician may not be compelled to perform an abortion.
     One reason physicians sometimes dismiss patients is for non-payment of bills. “If the individual has gone through your normal collection procedure and is still delinquent, assuming that they’re not in a continuing course of treatment, that would be an appropriate time to discharge them, Anders says. “With most physician practices, that collection process lasts many months, so there typically have been numerous attempts to communicate with the patient.”
     Spangler points out that the relationship between the physician and the patient is based on mutual trust and respect. Failure to pay a bill can be a sign of disrespect and can erode the physician’s trust in the patient, so it is certainly a valid reason for dismissal.
     Some physicians feel differently. Sanders says he has never discharged anyone for not paying a bill. Instead, he makes every attempt to help patients find funding through various state and federal programs.

The right way to say goodbye
Dismissing a patient is rare for most physicians—a course they choose only after all other methods have been exhausted. Once the decision is made to dismiss a patient from the practice, the physician should follow a formal protocol in order to avoid leaving himself open to charges of abandonment.
     While the physician is only required to give written notice of the decision to terminate the relationship, most experts agree that the best first step is to confront the patient about her behavior and try to find a way to improve the relationship. “I believe in honestly putting all your cards on the table with patients about everything related to their care,” Stewart says. “If they have a behavior that I think is problematic, I would sit them down and have a talk with them.”
     If a patient is not following a treatment plan, what are her objections to the plan? Are these valid concerns the physician can address? This may be enough to solve the problem without resorting to firing the patient. “For the most part just sitting down and having a rational discussion with patients and being honest, you can usually bring people around,” Stewart says.
     If the patient appears truly to want to resolve the problem, the physician might consider drawing up a contract with her. The patient agrees to do certain things, such as following the treatment plan, keeping appointments, etc., and the physician agrees to continuing treating her. Dr. Sanders reports that the pain management practice to which he refers patients has used this approach successfully.
     If discussing the problem doesn’t work, or if the situation has reached a point where the doctor sees no way to continue in the relationship, then he must also consider where the patient is in the course of treatment. Attempting to dismiss of patient in the middle of the course of treatment for an acute problem could leave a practice open to a charge of abandonment. For example, it wouldn’t be recommended to discharge a patient during treatment for a fractured hip, where the outcome of a normal course of treatment would be expected to bring the patient back to full functioning. However, if a patient has a chronic problem, such as diabetes or hypertension, the doctor is not precluded from dismissing him.
     In many cases by the time the physician has made the decision to fire the patient, the situation has deteriorated to the point where trust is broken and the physician cannot provide effective care. In that case, it’s important to put anger and ill feelings aside and approach the patient with the idea that seeking care elsewhere is to his benefit. “Usually, I think if the patient believes that you have their best interests at heart, they’ll accept that,” Sanders says.
     The next step is to write a letter to the patient, stating that as of a specific date, usually 30 days from the date of the letter, you will no longer treat him. Be as diplomatic as possible. It isn’t necessary to detail the reasons for dismissing him, though again, it’s a good idea to emphasize that this is for his benefit, as you can no longer provide the care he needs. Offer to transfer medical records to a new physician.
     “Why is the physician giving notice?” asks Spangler. “One, because it’s ethically appropriate, but two, to prevent charges of patient abandonment. If a lawsuit ever comes out of the situation, the physician is going to want proof that he did communicate his intent to terminate and did give the patient notice.”
     While the notice period is 30 days, circumstances could lead to a longer notice period. For instance, if a patient is in the late stages of pregnancy, the physician might be reasonably expected to continue to provide care through the end of the pregnancy.
     Should you offer to assist the patient in finding another physician? There is no obligation to do so. One purpose of the notice period is to allow the patient time to find another provider. However, the physician may wish to refer the patient to the local medical society or hospital help line as a source for finding a new physician.
     Sample letters are available from many medical societies. The letter should be sent to the patient via certified mail. A copy should go into the patient’s chart, and another copy should go to the patient’s insurance company. If the letter is returned, this should be noted and the returned letter placed in the patient’s file. A a second letter should be sent via regular mail, with the date of mailing also noted in the patient’s file.

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Kathryn Stewart, MD, MPH, the medical director for care management at Mt. Sinai Hospital in Chicago, says honesty and communication can resolve many patient problems.
“For the most part just sitting down and having a rational discussion with patients and being honest, you can usually bring people around,”she says.

photo ©2005 / BRIAN EAVES